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Industries / Financial Services

IT & Cybersecurity for Financial Firms

Wealth managers, RIAs, broker-dealers, and accounting firms cannot afford downtime or a data breach. ACS delivers managed IT, cybersecurity, and fintech-platform support built around SEC, FINRA, GLBA, and NYDFS obligations, so client data stays protected and your systems stay up through every market open and close. Remote-first, nationwide.

NPI
Protected end to end
SEC / FINRA
Controls mapped
24/7
SOC monitoring
MFA
& encryption everywhere

A breach is a regulatory problem first

For a financial firm, the risks are fiduciary and regulatory, not just technical.

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Client NPI is a target

A single exposed client record can trigger SEC enforcement, GLBA penalties, and lost assets under management. We lock down non-public personal information end to end.

Downtime during market hours

When a CRM or market-data terminal freezes mid-session, every minute is measured in missed trades and lost trust. We engineer for trading-hours uptime.

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Regulators and insurers expect controls

SEC Reg S-P, GLBA Safeguards, FINRA Rule 4511, and NYDFS 23 NYCRR 500 demand documented MFA, encryption, and backups. We map your controls to what examiners test.

Everything your firm needs, one partner

Secure, dependable IT built around how advisors and accountants actually work.

Security

Managed cybersecurity

SOC-monitored EDR and XDR, email and wire-fraud defense, MFA on every app, and dark-web monitoring.

Fintech SaaS

Financial software support

Configuration and support for portfolio, CRM, and market platforms like Orion, Addepar, Envestnet, Salesforce FSC, and Bloomberg.

Compliance

Compliance & risk mapping

GLBA Safeguards, SEC Reg S-P, FINRA Rule 4511, and NYDFS 23 NYCRR 500 control mapping and documentation.

Continuity

Cloud, backup & DR

Secure hosting and immutable, tested backups with recovery targets built around market hours.

Communications

Secure email & archiving

Hardened Microsoft 365 or Google Workspace with email archiving and supervisory review for books-and-records retention.

Helpdesk

Managed IT & helpdesk

24/7 US-based support that understands advisor urgency, with monitoring and patching around market windows.

Getting started takes one call

No obligation, no jargon.

1
Book your free consultationGrab 30 minutes with a specialist at a time that works for you.
2
We find your gapsA focused review of your security, backups, and fintech stack, in plain English.
3
You get a clear roadmapA plan and a flat-rate quote, no pressure, no surprises.

Frequently asked questions

Do you support Orion, Addepar, and other portfolio platforms?

Yes. We deploy, integrate, and support platforms like Orion, Addepar, Envestnet, Black Diamond, and Salesforce FSC, including custodian feeds and data troubleshooting.

Can you help us meet SEC, FINRA, and NYDFS requirements?

Yes. We map your IT controls to SEC Reg S-P, GLBA Safeguards, FINRA Rule 4511, and NYDFS 23 NYCRR 500, and we produce the documentation examiners ask for.

What happens if systems go down during market hours?

Our monitoring catches most failures before you notice, and our response playbooks are built around market-open and close windows with rapid recovery targets.

Do you only work with firms in one region?

No. We are remote-first and support financial firms nationwide, with the same response and monitoring wherever you are.

See where your firm is exposed, before an examiner does.

A free 30-minute consultation on your security, backups, and regulatory posture. No obligation.

Book a Free Consultation

Remote-first · nationwide · 30-day money-back guarantee

SOC 2-alignedMicrosoft Partner5.0 on Google30-day money-back guarantee24/7 monitoring

How we work with you

Not a ticket queue. You get real people who own your account.

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Your own pod (larger clients)

A dedicated full-time team that knows your whole environment, not a rotating queue.

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A named account manager

Everyone else gets one Technical Account Manager as a direct point of contact who owns your account.

Remote-first response

Most support, monitoring, and projects are handled remotely, so you are not waiting on a truck roll.

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Onsite when it matters

Our own team comes to you for hands-on work and projects as needed, billed per project.

Request a Quote

Fill out the form below and our team will get back to you within one business day.

Free IT & HIPAA security assessment